# Protection coordination in distribution systems with and without distributed energy resources- a review

- Manohar Singh
^{1}Email authorView ORCID ID profile

**2**:27

https://doi.org/10.1186/s41601-017-0061-1

© The Author(s) 2017

**Received: **28 October 2016

**Accepted: **5 July 2017

**Published: **21 July 2017

## Abstract

Emission of greenhouse gases and depletion of fossil fuel reserves are two key drivers, which are forcing the mankind to generate the future energy demand from the renewable energy resources. These resources are generally distributed in nature and are directly integrated at distribution levels. Increasing penetration of the distributed energy resources in distribution power networks creates additional operational and control issues. These are mostly regulatory, economical load dispatching, power quality and protection issues.

Generally power distribution systems are protected with the help of dedicated over current based protection schemes. But increasing share of distributed energy resources penetration in electric utilities poses a serious threat to the existing protection coordination schemes of the distribution systems. Distributed energy resources connected distribution networks become interconnected in nature and protection coordination schemes, which are designed for unidirectional flow of fault currents become ineffective/non-functional.

Therefore, new protection coordination schemes are required for providing the adequate protection coordination for distributed energy resources connected electric power networks. In the available literature, the protection coordination schemes for radial distribution systems and developments in the area of protection coordination are discussed in detail. A thorough review for all these protection coordination schemes for distribution systems with and without distributed energy resources is done in this review article. It includes the analytical and artificial intelligence based techniques application for coordination of protective relays in the distribution systems. The limitations and research gaps in the area of protection coordination schemes are also presented in this review article.

The aim of this research paper is to bring all the available research in the area of relay coordination on one platform, so that it will help the emerging researcher to identify the future scope of relay coordination application for distributed energy resources connected distribution systems.

## Keywords

## 1 Introduction

Renewable energy resources (*RES*) are the promising sources of energy for future energy demand in most of the countries in the world [1]. These resources are site specific and their size varies from few kilowatts to megawatt depending upon the availability and location. Generally power generated from them is not bulk, as compare to thermal and nuclear power houses. Therefore, they do not require long power transmission corridors for power evacuation from generating units to the load centres. This results in less investment in long transmission circuits and requires low relatively cost local distribution circuits for supply of power in the local areas.

In a country like India, these are emerging as potential sources of supply of electric energy for rural electrification, where atleast 30 million people are yet un- electrified in the remote rural areas [2]. The scenario is mostly true for other developing countries as well as for under developed countries across the world. It is learned also that RES are emerging as major source of power in few European and other developed countries to cut the greenhouse gases emission from the conventional power plants [3].

The *RES* are distributed in nature and generally integrated in the distribution networks and are known as distributed energy resources (*DER*) [1]. Depending upon the size of *DER*, their penetrations in the distribution system can be classified as either large scale penetration or small scale penetration. When they are of megawatt in size, they are generally integrated with the national grid. They may result in change of configurations of transmission/distribution networks due to their intermittent nature. Direct connections of *DERs* in the distribution systems have both merits and demerits from power economics, operation and control point of view. Operation, control and protection of distribution system become very complicated and challenging for the protection engineers, when *DERs* are directly connected with them [4].

Protection schemes are provided for distribution systems for quick disconnection of faulty section from the remaining healthy portion of power system. Main aim of protection schemes is to restrict the fault spread. Normally distribution lines and feeders are protected by over current relays [5]. Over current relays are used as primary as well as in backup protection relays for the distribution networks. However, their slow operating speed is not a desirable feature for their application as primary protection schemes for sub transmission systems. For sub transmission systems, distance relays are ideal choice for primary protection and over current relay are used in back up protection relays.

*CTI1*) between primary relay and backup relay time inverse relay characteristics. The operating time equation of a standard time inverse over current is given in (1) below.

Where *t*
_{
oc
} operating time of over current relay, TDS is time dial setting, *I*
_{
f
} is fault current, *I*
_{
p
} is relay pickup current and α and β are relay parameters as IEC standards [7].

Injections of *DER* jeopardize the existing protection coordination schemes for the distribution system. Impact depends upon number, size, type and location of *DER* in the distribution system. Moreover, as the location of *DER* in distribution system varies, the configuration of distribution systems also changes. Generally, the distribution systems are radial in nature and over current based protection schemes are set for unidirectional flow of fault currents. Penetration of *DER* usually causes meshed configuration of distribution systems and on majority of distribution feeders, fault current flows in both the directions [4]. The protection schemes which are designed for unidirectional flow of fault currents fails to provide the adequate protection coordination when *DER* power is injected in the distribution systems. Moreover, there is a requirement of additional number of direction over current relays. The new settings of over current relays depend upon the location of new incoming *DER* in the distribution systems. In addition to these requirements, the impact may also reach to upstream transmission lines connected with downstream *DER* connected distribution systems. Under such operational conditions, the distance relays installed on the transmission line may result in underreact operation [8].

Generally, the distribution system operators are not willing to change the relay settings for each new incoming *DER* or any change in network topology. But from protection point of view, each relay requires new relay settings whenever the fault level changes in the network.

The small scale penetration is also known as microgrid operational mode [9]. These are small size of off grid *DER*, generally feeding power to the local distribution networks. The main sources of power in such systems are photovoltaic based systems, which have limited fault feeding capabilities. The discrimination of fault current from load current is very complex in such distribution systems. Protection coordination and fault detection for a microgrid mode of operation is a complex protection job. In this review paper, new relay coordination techniques are discussed for protection of distribution system under larger scale and small scale penetration of *DER*. The available literature in the field of protection coordination studies is presented in different sections in this article. At the end of this review paper, author has proposed various research gap and future scope of work for extending the research in the area of the power systems protection with renewable penetration.

## 2 Protection coordination studies for radial distribution systems

The different methods where developed for performing for protection coordination for transmission and distribution systems. These are classified based on the technique used in them, to solve the relay coordination problems. These can be broadly categorized as under.

### 2.1 Curve-fitting techniques

The time inverse-relay characteristics of over current relays are mathematically modelled using curve-fitting techniques. From these modelled time-inverse characteristics, time dial settings *(TDS)* and operating time of the over current relays are calculated. These methods began with a functional form such as polynomials function, which has the potential of approximating the published relay curves. Thereafter, the functional coefficients are determined by using computer, which best fits to the curves. Developmental work using these techniques up to 1989 are available in *IEEE Committee report* [10].

Curve-fitting techniques are simple techniques for setting of the relays, but they are inaccurate for currents setting less than 1.3 times pick-up current.

### 2.2 Graph theory techniques

Extensive research had been done on the application of graph theory for protection coordination studies [11–16]. Network structures are analysed by determining the break points for relay coordination studies [15]. In graph theory approach, the relay coordination starts from the certain set of relays known as break point relays (*BPS*). Proper selection of *BPS* is very crucial for quick convergence of relay coordination problems. Graph theory was successfully applied for formulation of relative sequence matrix (*RSM*) [16, 17] and *RSM* later on used for determining the minimum break point relays as well as primary/backup *(B/P)* relay pairs.

More systematic approaches based on the graph theory also are reported in [18, 19] to determine *B/P* relays and *RSM* using only fundamental loop matrix and some other arbitrary matrices. In [20], a new graph theory based approach for calculating the loop matrix is reported. This technique is quite simple, fast and requires only half number of network the loops*.* Therefore, the need of generating all loops were eliminated in this technique [21] and only fundamental circuit matrix is sufficient to generate all the B/P as well as *BPS*. A method based on the branches of the network was also reported in [22] for determining the minimum *BPS*. A heuristic based approach was also reported in the literature for finding the minimum *BPS* [23]. To reduce the complexity, another method has been presented in [24]. This method claims that, it gives the least number of break points and whole multi-loop network become a radial network.

Graph theory techniques are quite useful for solving the relay coordination for interconnected distribution systems, but computation times for solving the over current relay coordination problem is being exponential function of network dimensions and a lot of unutilised intermediate data is generated.

### 2.3 Analytic methods

In [25, 26], analytical based methods for identification of critical fault points for solving the relay coordination problem were discussed. An approach based on the “interior point primal-dual algorithm” was discussed in [27] where additional constraints were imposed by distance relays and breaker failure on relay coordination studies. Gradient search based technique was also applied successfully for optimization of relay coordination problems for mid line faults [28]. These techniques generally take large number iteration to compute the relay settings and fails to give the optimal relay setting for interconnected power network. However analytic methods are very effective for radial systems.

### 2.4 Optimization techniques

The relay coordination problems solution using analytic methods was very time consuming for complex and big size power systems. However, proper selection of *BPS* relay helped in reducing the convergence time of the relay coordination problem. Application of optimization algorithms for solving the relay coordination problems had eliminated the need of *BPS* relays. However, graph theory is still used for formulation of the *RSM* for identification of B/P relay pairs. The optimization methods used for relay coordination can be broadly classified in two groups as under.

#### 2.4.1 Mathematical based optimization methods

Application of mathematical based optimization methods for relay coordination was first time proposed by *A.T. Urdanta* et al. in 1988 [6]. In that paper, two techniques were suggested for solving the time inverse over current relay coordination problem. First technique was applicable for fixed network configuration and second one was for a variable network configuration. The optimization problems were formulated as a minimax problem for multiple network configurations. In [29] a methodology based on the linear programming and considering the definite time backup relays for optimal relay settings was presented. Linear programming methods were simple and easily converge to optimal solutions. But they were only helpful for optimal selection of *TDS* of over current relays. Designer experience was used for selection of plug settings (*PSs)* of over current relays in relay coordination problems.

Application of simplex, dual simplex, two phase simplex and big-M (penalty) methods for relay coordination were also reported in [30]. Another technique was proposed in [31], in which linear programming was used to optimize the *TDSs* and *PSs* was optimized using non-linear programming. Linear programming approach based on interval analysis concept was also used for solving the directional over current relays (*DOCRs*) coordination problems. These techniques also considers the effect of network uncertainty in defining the relay coordination problem [32, 33]. In [34–36], linear programming methods were discussed in which constraints relaxation was also considered for optimal coordination of over current relays for interconnected power networks.

Non-linear based optimization (*NLP*) techniques were also applied successfully for optimal selection of *TDS*s and *PS*s in the relay coordination problems. Nonlinear optimization based on General Algebraic modelling (*GAMS*) and sequential quadratic programming (*SQP*) [37] are reported in the literature. Application of random search technique (RST) for solving the relay coordination problems are also discussed in [38]. In [39], an advanced relay coordination method for over current relays using non-standard tripping characteristics was applied successfully for solving the relay coordination problems.

#### 2.4.2 Artificial intelligence based optimization techniques

Optimization techniques based on artificial intelligence are reported in literature. These techniques are used for solving/obtaining the global optimal settings of relays for interconnected power networks. Application of genetic algorithm (*GA*) for relay coordination has been reported in [40]. For interconnected power networks, large number of selectivity constraints, may cause the infeasible solution of relay coordination problems. For such relay protection coordination problems, pre-processing of the selectivity constraints is done to remove the least efficient selectivity constraints from the efficient selectivity constraints [41]. The least effective selectivity constraints are identified with the help of area called possible solution area (*PSA*) for each relay pair, i.e. primary and backup relays. Continuous genetic algorithm (*CGA*) technique applied for optimum coordination of *DOCR* in a ring fed distribution system [42].

A hybrid *GA-NLP* based approach is also implemented for determination of optimum values of *TDSs* and *PS* of *DOCRs* [43]. Evolutionary programming is a stochastic multi-point searching optimization algorithm and is capable to escape from local optimum solutions. A hybrid *GA* based method, was introduced to solve the relay coordination problem for different network topologies [44]. Hybrid *GA* based solution is also used to improve the convergence of the of relay optimization problems [45]. In the relay coordination studies, it is learned that there is no upper limit of the *CTI* and fitness function is optimised without putting any upper limit of *CTI* [46]. This is one of the limitations seen in the existing relay coordination studies and a solution is proposed by the author in [47]. Additional selectivity constraints are created to put an upper limit on the CTI. Another method using *GA* applied for over current relays coordination, considering the priority for constraints is applied for solving the optimal setting of *DOCRs*.

Particle swarm optimization (*PSO*) algorithm was proposed to calculate discrete values for the *PSs* [48]. A modified form of *PSO* for the optimal coordination of *DOCRs* was also reported in [49]. Laplace Crossover particle swarm optimization (*LXPSO*) had been applied successfully for optimal setting of over current relays [50–52]. Modified differential evolution (*DE*) algorithm based techniques are also reported in [53–55] for optimal setting of *DOCRs*. In [56], non-heuristic method, for solving relay coordination problem without formulation of objective function was presented. While in [57], an efficient hybrid algorithm based on Shuffled Frog Leaping (*SFL*) algorithm and *LP* was applied for solving relay coordination problems. In that paper, a hybrid approach based *SFL* and *LP* was used as global and local optimizers respectively. Seeker algorithm which is based on the act of human searching was also reported in [58] for relay coordination applications. In [59, 60], artificial bee’s colony (*ABC*) and ant colony algorithms were traced for solving the relay coordination problems. It was claimed that these algorithm leads better convergence of relay coordination problems as compare to *PSO.* In [61] biogeography-based optimization (*BBO*) algorithm was applied for solving the relay coordination problem.

Mathematical based optimization methods are suitable for radial power networks. For meshed power networks, the number of relays and accordingly the combination of relay coordination pairs are quite large. This results in creation of large dimensional constrains matrix. Since the relay coordination problems are non-convexity in fitness function and constrains. Since mathematical based optimization programming has tendency of trapping in local minima for non-convex problems. This limitation had led the researchers to explore the application of artificial intelligence based optimization algorithms for obtaining the global minima solution for relay coordination problems. The global optimal solution/setting are obtained after properly tuning the optimization parameters of artificial intelligence based algorithm.

### 2.5 Fuzzy and neural network based methods

Applications of few fuzzy and neutral network based methods were also traced in the literature. These methods were used for modelling the over current relays operating curves [62]. The feed forward multi-layer perceptron neural networks were used for calculation of the operating times of over current relays for various *TDS*. In [63], an automated fault location method was discussed which was developed using a two stage radial basis function neural network (*RBFNN*). In this method, first *RBFNN* determines the fault distance from each fault source and second *RBFNN* identifies the exact faulty line. Multi-layer perceptron (*MLPs*) neural networks were also used for determination of faults in the distribution networks. Applications of neural network for protection of distribution networks in *DER* connected scenario were also discussed in the [64].

### 2.6 Adaptive relaying based methods

Continuous monitoring of network topology and line loading are sensed in this protection scheme. The required settings of over current relays are updated in online manner as per variation in fault current levels seen by relays during changing network conditions. In [68], design, implementation and few remedial measures for adaptive relaying failures were demonstrated using a relay hardware model implementation for a power system in Research Laboratory of University of Saskatchewan. In this designed scheme, the adaptive relaying scheme responds reliably to change in load currents, expected fault currents change and system topology changes. Adaptive relaying scheme takes into consideration that status of a power system changes in reality and thus the settings of relays need to be changed in on-line mode to accommodate these network changes.

An on-line relay coordination algorithm based on linear programming technique was reported in [69]. In [69, 70], adaptive optimal methodology based on a modified *PSO* technique were applied for selection of over current relay settings during on line mode according as per the prevailing network topology. The pre-solution and filtering simplification techniques were used prior to the application of linear programming algorithm for reducing the size and complexity of system [27]. The interior point based approach reaches close to the vicinity of the final optimal result hardly in only one or two iteration. Therefore this protection scheme is very suitable for the online application in adaptive relaying protection.

Summary of different techniques used for protection coordination of distribution systems without DER penetration

Technique | Main feature | Merits | Demerits |
---|---|---|---|

Curve fitting [1] | Time inverse operating characteristics are generated for various types of linear & non-liner functions relay time operating curves. | Only method was available at that time. | Poor accuracy |

Break point relays are identified | Proper selection of break point lead to converged solution of relay coordination problems. | Selection of break point is critical | |

Gradient, lagrange multiplier and other classical problem formulation are formulating relay coordination problems. | Mostly applicable for radial distribution systems. | Requires large no. of iteration and initial guess is essential for convergence of the solution of problem. | |

Relay coordination problem is formulated as linear programming problem. | Helpful for optimizing only TDS | PS are selected based on the experience of the designer/operator | |

Non-Linear optimization Based Techniques [30] | Relay coordination problem is formulated as non-linear programming problem | Both TDS and PS are selected optimally. | Since relay coordination problem are non-convex, therefore there is chance of local minima trap. |

Both analytic and optimization method are applied. | Capable to solve the relay coordination problem for big interconnected systems and global optimal solution can be easily achieved. | Works for fixed network topology. | |

Fuzzy & neuro based optimization [55] | Concept of fuzzy and training of neurons is extended for protection coordination problems. | Effective protection coordination for different network pre-identified network topologies. | Fails for respond when new network topology comes in existence during operational conditions. |

## 3 Protection coordination schemes for sub-transmission systems

Critical points *F2, F4* and *F5* correspond at which the selectivity margins (*CTI2* and *CTI3*) between distance relays and over current relays are at minimum. The literature reported research work done for combine distance and over current relay coordination is discussed as under.

In [72], an algorithm for distance and over current relays coordination is discussed which uses *GA* as solver. In this article, the fitness function for optimal combine distance relays to over current relays coordination is formulated by adding new terms to the time inverse over current relay coordination fitness function as discussed in [6]. Additional terms in fitness function of time inverse over current relay coordination problem, results in optimal selection of zone-2 for distance relays. The various time-inverse over current relay characteristics are considered for each back up over current relay and the best of them are selected using *GA* as a solver. In [73], another method was also discussed for optimization of zone-2 operational time of distance relays. This method provides better backup protection and higher line protection coverage as compare to other methods.

Another method for automatically determining the optimum timing for Zone-2 of distance relays with directional over current relays had been discussed in [74]. In [74], optimal coordination between distance relays and directional over current relays for a series compensated lines had been discussed. In order to solve this non-linear and non-convex combine distance and over current relay coordination problem, a modified adaptive particle swarm optimization (*MAPSO*) was used in [75].

*DER*from distribution systems may affect the coordination between distance and over current relays at sub-transmission level. The above discussed techniques mainly considers the fixed zone-2 operating time of distance relays and standard time-inverse characteristics for backup over current relays. These fixed type of relay characterises for distance and over current relays may fail to maintain the proper coordination between distance and over current relays during downstream in-feed from DER at distribution systems. The brief review of main points of other protection coordination for sub-transmission systems are given in Table 2.

Summary of different techniques used for protection coordination of sub-transmission systems

Technique | Main feature | Merits | Demerits |
---|---|---|---|

Intelligent distance to over current relay coordination [62, 64] | Performs the coordination operation of distance and over current relays | Utilizes the different standard time inverse over current relay and optimized zone-2setting of distance relays for coordination. | No hardware implementation reported. |

Definite time based distance to over current coordination [66] | Definite time based over current relays are coordinated with distance | Simple in implement | Over current relays have fixed operating time. |

Optimized coordination for series compensation line [67] | Multiple relay settings are identified for different level of series compensation | Applicable for varying degree of series compensation. | Real-time implementation challenges |

## 4 Protection coordination for distribution systems with *DER*

One of major problem associated with *DER* connected distribution systems is the design of proper protection coordination schemes. It has been observed that, classical protection schemes of radial distribution system will not work reliably for *DER* connected distribution systems. Therefore, new protection schemes are required for protection of *DER* connected distribution systems, which will provide reliable protection during grid connected and islanding mode of network operation.

The protection coordination problem in *DER* connected distribution systems may be classified as large scale and small scale penetration protection impacts. The large scale impact is distributed and may spread to upstream transmission network. The impact may be observable in term of change in short circuit currents in upstream transmission networks. This will require new relay settings for protection of distribution system as well as sub-transmission systems. This requirement also may arise when the network topology changes due to incoming of new DERs. Proper combination of primary/backup relays pairs are identified for each new incomer *DER* in the distribution system. Moreover, additional numbers of directional over current relays are required for new *DER*s in the distribution systems and they will results in new combination of primary/backup over current relay pairs. Identification of correct combination of primary/backup relay pairs is a tedious task for interconnected distribution networks. A network topology processor algorithm is utilized for identification of correct combination of primary/backup relay pairs under different location of *DERs* in the distribution networks.

The new protection schemes must be equipped efficient data monitoring, communication and intelligence and are known as wide area measurement protection and control. In the literature, few such type of protection schemes are discussed which uses multi-agent system (*MAS*) and artificial intelligence (*AI*) based technology with distributed control for protection of such power networks. These techniques are superior to the local protection schemes in terms of distributed control, speed, reliability and are also equipped have artificial intelligence feature. These types of protection coordination schemes has potential application for protection of future distribution system where the share of *DER* will be quite high as compare to present status of DER penetration [76]. Presently in India, injection of *DER* is around 12% of total power demand. In some western countries this injection level is higher as compare of Indian scenario. Although with present *DER* penetration level in India, the protection coordination is not much effected. But by 2020, India is expecting around 100GW (25% of total demand) *DER* injection in the distribution networks [77]. This future bulk injection of *DER* may cause more challenges for the protection of distribution systems with existing protection coordination methods.

The effects of *DER* on existing relay coordination in mainly depend on size, type, and placement of *DERs* in the distribution systems. Apart from these factors, the impact also depends on the characteristics of the distribution network and type of connected *DER*. Short-circuit faults currents from a wind farms mainly depends on wind turbine generator type and network configuration [78]. On the other hand, synchronous generators are able to feed large sustained fault current irrespective to the network configurations. While in case of inverter based *DER* systems, short circuit currents are very low equivalent to their rated current. Recently few researchers had published few articles on impact on relay coordination for DER connected distribution. Brief summary of these papers is discussed in this review paper as under.

### 4.1 General protection schemes

*A. Girgis* et al. [4] discussed about the effect of high penetration of *DER* on coordination of protective device and suggested an adaptive protection scheme as a solution for maintain the protection coordination in *DER* connected distribution systems. When *DER* connected, a part of the distribution system may lose its radial nature and subsequently coordination among the protective relays may be lost. As a general practice in utilities, *DERs* are disconnected from the distribution system during faults and distribution system becomes radial in nature. However this results in losing the support of *DER* during the fault conditions. To solve the problem of disconnecting all downstream *DER*s during faults, a system-independent adaptive protection scheme was discussed in [79] to achieve the stable fuse-relay coordination. Other techniques are also discussed in [80–82], in which the impact of *DER* on classical protection is first analysed. In these papers, a novel adaptive non-pilot over current protection scheme is presented, which utilizes the steady state fault currents for maintain the sable protection coordination. In [83], a non-adaptive relaying scheme is discussed, which utilised the fault current limiter (*FCL*) to locally limit the *DER* fault current during fault conditions and thus restores the original coordination among the relays. In [84], the over current relay coordination in DER connected distribution systems are maintained by adaptive and non-adaptive relaying schemes.

*DER*fault current contribution in the distribution system. In case of non-adaptive relaying scheme,

*FCL*s are placed in series with

*DERs*to block the fault current during the fault conditions [84]. Figure 4 shows the algorithm, which is used to select the optimal size of

*FCL*in distribution system to maintain the relay coordination in

*DERs*connected distribution systems.

In [85], a method based on online estimation of the equivalent circuit parameters and application of the equivalent circuit to estimate the required short-circuit currents for adaptive relaying setting has been discussed. This technique is used to resolve relay mis-coordination problems under *DER* penetration in distribution system. Another technique has been discussed in [86], in which *FCLs* are connected in series with the *DER* and utility interconnection point to restore fault current levels to the original values (without *DER*). The *FCL* sizing problem is formulated as a non-linear programming problem, where the main objective is to minimize changes in fault current levels due to the addition of *DER* in the distribution systems. In [87, 88], multiple criteria such as the number of super conducting fault current limiter (*SFCLs)*, fault current reduction and total operating time of the relays are considered for determining the optimal placement of *SFCLs* for protection coordination of relays in an electric power system with *DERs* [89]. Fast switching time feature of solid state fault current limiter (*SSFCL)* is also utilised for quick blocking of fault current from *DER* in the distribution systems. Moreover, *SSFCLs* are cost-efficient solution for minimizing the protection effect of *DER* on the distribution systems. In [90], *GA* is utilised to determine the optimum number, location and size of *SSFCLs* required in the network for blocking the *DER* fault impact. *Sung-Hun* et al. [91] developed an experimental model in which the application hybrid *SFCL* on protection coordination among the protective relays is investigated.

The effects of a resistive *SFCL* for determining the optimal size with protection coordination constraints for wind-turbine generator system (*WTGS*) is discussed in [92] for a practical distribution system. In [93], an approach for restoration of directional over-current relay coordination using different type *FCL* is discussed in details. Another method is also discussed in [94, 95], for coordination of over current relays by considering the transient behaviour of *FCL* on relay coordination for DER connected distribution networks.

In [5], a protection scheme based on the local information are utilised for developing an adaptive protection. In this protection scheme, trip characteristics of the relays are updated by detecting operating states of *DERs* (grid connected or islanded) and faulted section. The *FCL* size and settings of *DOCRs* settings are optimally determined by taking into account both grid-connected and islanded mode of operation of *DERS*. In [96], the application of evolutionary algorithms and linear programming solver are discussed for identifying the location of *FCL* and size in *DER* connected distribution systems without violating the protection constraints. Protection coordination strategy for DER connected meshed distribution systems is also analysed with the help of user-defined time inverse characteristics of directional inverse time overcurrent relays [97, 98]. In [99], another technique is proposed to maximize the penetration level of utility owned inverter based DER into distribution system under standard harmonic limits and protection coordination constraints. In this article additional constraints such as nodal voltage limits, total and individual harmonic distortion limits imposed by each *DER* units and relay coordination constraints are all together considered solving the projection coordination problem with the help of evolution algorithm**.**

*DER*power in the distribution system under existing relay setting. In this algorithm, the DER locations are provided by the network operators, where the impacts of the

*DERs*power is minimal for maximum penetration of

*DER*power in their distribution systems. If the

*DER*are customer based, then size of the

*DER*are optimised by DER owner so that it will not impact the existing relay settings in the distribution systems. The algorithm for maximum DER penetration in the distribution system without resulting in loss of coordination among the installed relays is discussed in the Fig. 5.

In [101], dual relay characteristics are utilised for maintaining the relay coordination in *DER* connected distribution systems. These dual setting will provide the desired protection on forward and reverse fault current directions. As discussed above, implementation of this method requires the modern microprocessor based relays which can communicate among them self with the help of IEC61850 communication protocol. Additional Cost of communication infrastructure is main draw back in implementation of this approach.

### 4.2 Multi-agent based protection schemes

The use of agent based technology is gaining popularity for protection coordination application for power systems. In [102, 103], new protection coordination model, based on agent technology is discussed for protection coordination application for a DER connected distribution system. In [104], pair-to-pair agent based simulated communication for relay coordination has been developed. Another technique based on multi-agent which divides the network into different zones is discussed in [105]. This protection coordination scheme works on the principle of decentralized control for taking independent coordinated protection decision.

*DER*based power systems. Islanding operation of low voltage distribution system having inverter connected (low short circuit capacity) renewable energy sources, imposes addition problems for optimal setting of over current relays [107, 108]. The protection coordination for a strong distribution networks is normally designed for high fault current levels. But during micro grid mode of operation, high fault-currents from the utility grid are absent. Since, most of the

*DER*units will be connected to the low voltage distribution systems and these DER are photovoltaic in nature. The fault feeding capabilities of these inverter based photovoltaic systems are extremely and limited. Application of multi-agent based protection coordination is also extended for such system where speed of protection is very slow due to weak fault current. Figure 6 below shows the functional block of multi-agent based protection scheme used for relay coordination application discussed in [109].

Multi-agent based protection coordination is reliable solution for protection of isolated and grid confected active distribution systems. For such power systems decentralised control feature of multi-agent can be effectively utilised for protection application.

### 4.3 Expert system based protection schemes

*DER*in the distribution systems. It is quite helpful for utility engineers to apply the expert system as a decision tool to investigate the impact of

*DER*connection on relay coordination and to modify the settings of protective devices in the existing protection schemes [111]. Normal expert based systems solve the protection coordination problem by using available information in the knowledge base bank. An expert system provides an explanation of how and why it reached its decision. This can be utilised by the users to check the validity of the decision as well as the knowledge and inference procedures associated with it. This feature is crucial because it allows the users to update the knowledge base and repeatedly improve the inference. Figure 7 shows the important block of expert system based protection schemes.

Load flow and short circuit are input for formulation of rule base for implementation of relay coordination scheme in such protection techniques. Decision regarding the operation of particular relay is done in decision making unit of graphical user interface.

Accurate possible identification of network operating topologies is a challenge to create the data base for knowledge rule base.

### 4.4 Dual setting protection schemes

In some *DER* connected distribution systems, the backup relays may operate after long time delay and this may result inadequate protection in case when primary relays fails to trip. In [112], the bidirectional fault flow is utilised for tripping of near end reverse relays as backup relay. This protection coordination scheme is achieved by dual relay setting for each relay. One set of relay settings will work for forward fault current direction and other will work for the reverse direction of fault current. The implementation of protection scheme using dual relay setting is not yet reported.

### 4.5 Voltage –current based protection schemes

*DER*connected distribution systems. The author has proposed a voltage-current time inverse protection scheme which can discriminate normal and fault condition in microgrid successfully. The operating time of voltage-current inverse relay characterises is given in (2) below.

*t*

_{ voc }operating time of voltage current time inverse relay,

*v*

_{ p }is pickup voltage,

*v*

_{ n }nominal voltage and δ and γ are user defined relay parameters in [108]. The operating zone of the voltage current time inverse relay is shown in Fig. 8. This protection scheme is also not yet implemented in the field as per the available literature.

*DER*penetration are summarised in Table 3.

Summary of protection schemes for distribution systems with *DER* Penetration

Technique | Main feature | Merits | Demerits |
---|---|---|---|

Fault current limiter based [68] | Suitable for wind mill based | Block the fault current during faults | Costly |

Harmonic restrained Protection [93] | The | This approach is highly suitable for inverter based | Not applicable for non-invertor based |

Optimal sizing of |
| Existing protection may hold good. | Applicable for small penetration |

Adaptive Relaying [25] | The relay setting are adopted based on the changing network topologies/configurations. | This method is applicable for large scale penetration from wind farms. | Communication and numerical relays are essential for design of protection schemes. |

Local adaptive overcurrent based Protection scheme [88]. | It monitors local information (current & voltage) continuously and re-calculate the relay setting based on network topology. | This technique is applicable for both grid connected and islanded mode systems. | Fails during network dynamic conditions, |

A Novel adaptive over-current Protection [96] |
| Capable to handle the network dynamic changes. | The algorithm run time increase with system size. |

Adaptive–relay-recloser-fuse coordination. | In this scheme, the relay/recloser and fuse current are determined. Based on the ratio relay and fuse current | This method is applicable for both synchronous based DG and Inverter based DG | Sometimes it is not desirable change the complete fast curve of recloser [33]. |

Online-Adaptive Over current Protection | Based on the network condition, it will calculate the fault levels & relay setting will be updated by using HIL IEC 61850 communication. | This protection scheme is applicable for both grid connected mode and Islanded mode. | Performance fails during network changes. |

Expert/Fuzzy based protection scheme [104] | Monitor the status of the DER source, voltage phasor based DFT technique and update the pickup & | This approach is suitable for limited network topologies | The identification of all potential network topologies is difficult. |

Group setting based protection scheme [106] | The multiple relay group setting are identified based on the fault level in network | This approach is suitable for multiple DER and series compensated lines | The identification of all potential network topologies is difficult and communication protocol are essential. |

Multi-agent based protection [103] | Coordinated decentralized protection | Distributed protection control | Requites the communicable agents like relay, breaker etc. |

## 5 Review of methodologies used for formulation of fitness function in protection coordination

There were different approaches adopted in the literature for formulation of fitness function for relay coordination studies. The overall objective of all approaches is to maintain the desired coordination time margin between primary and corresponding backup relays and tripping of minimum relays. In [115], the fitness function is formulated as summation of operating time of all primary relays in the distribution systems and while in [37], it is formulated as minimization of total operating time of all primary relays for near end and far end faults. In [28], the fitness function is also defined minimization of operating time of primary relay as well as backup relays. However, few researcher proposed the fitness function as minimisation of time dial setting [33] of primary relays. In all above fitness function formulation techniques, it is observed that, relay coordination problem becomes highly nonlinear and non-convex optimization problem. The fast optimization algorithms can be effectively applied for for solving the relay coordination problems.

## 6 Research gaps and future scope for protection coordination research work

*DER*connected distribution systems. These are as under.

- i)
Integration of

*DER*changes the network topology and additional requirement of directional relays arises for which identification of correct backup relays becomes more complicated. However graph theory based approaches are used in the literature [46], but more reliable techniques will be required for highly complicated networks. - ii)
Heavy interconnection of distribution networks results in an adequate change in the fault levels and some undesired relays may trip during the faults and these trippings are known as sympathetic trippings. Elimination of sympathetic tripping in the distribution systems during the network steady state and transient fault conditions with integration of

*DER*s is an another unaddressed area [116]. - iii)
Integration of

*DER*at distribution level may affect the protection requirement at upstream transmission for lines. For large scale penetration of*DER,*the reach setting of distance relays installed at transmission line may get effected [8]. - iv)
From the literature, it is also observed that, the relay coordination problems are optimised without any upper limit of

*CTI*[21, 43]. This results in delayed operation of backup over current relays particularly when the fault current contribution from Photovoltaic based DER is weak. Operating time of over current relays for such systems is enhanced by optimal selection of multiple time-inverse relay characterises during relay coordination studies [115]. - v)
It is observed that for small scale penetration of

*DER*, the protection coordination requirement are not much effected. A hybrid protection coordination algorithm is proposed in [116] in which minimum number of over current relays and smaller size of*FCLs*are utilised for maintaining the relay coordination in the distribution system during*DER*penetrations. However for large scale Megawatt integration from wind, effect is un-avoidable. An adaptive relaying algorithm with multiple relay group setting may be suitable protection coordination solution. In [117], author(s) have presented an idea for addressing the protection coordination issues with large scale penetration of*DER*in power networks. The implementation of this scheme using the advance communication protocol in multi agent decentralised adaptive way is a new challenge for the protection engineers. Implementation of these relay coordination techniques in the distribution systems under*DER*penetration, is one of promising future area for relay in relay coordination studies. - vi)
Weak fault current contribution for inverter based photovoltaic based generating system, makes the design of protection systems highly complicated. The design of sophisticated & accurate protection is an emerging research area for the protection engineers.

## 7 Conclusion

In this review article, a detailed literature review for protection coordination for distribution systems with and without *DER* is discussed. This review article covers the review of all the notable protection coordination methods starting from the initial curve fitting, graph theory and application of exact optimization tools for solving the protection coordination problem for radial/interconnected power systems. In these techniques, the relay coordination problem is formulated as linear and non-linear optimization problem and then solved using the different optimization techniques. These included, exact method and artificial intelligence based optimizations methods.

Penetration of DER in distribution systems creates new protection coordination issues. Their impact on the network protection mainly depends upon their size and location and impact may be classified as large scale penetration or small scale penetration. Large scale penetration results in bidirectional flow of fault current over the most feeder. The existing unidirectional designed protection coordination schemes fail to clear the fault for such fault conditions. In the available literature, these problems are addressed by localising the DER impact and updating the protection setting wherever required. Therefore this review article makes a compressive review of all the protection schemes which are discussed in literature for maintaining the protection coordination under DER integration. Review is also extended protection issues arising in limited penetration of DER in power network and islanding mode of operation of power systems.

In this review article, visible research gaps and possible future scope of research in protection coordination has been also presented.

## Declarations

### Competing interests

The authors declare that they have no competing interests.

**Open Access**This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

## Authors’ Affiliations

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